A Litany of Horrors
by
Tom
Engelhardt and Chalmers Johnson
by Tom Engelhardt
and Chalmers Johnson
DIGG THIS
The RAND Corporation
was the ur-think tank, the Cold War granddaddy of them all, and
it's still with us. In the 1950s,
nuclear war-gaming a conflagration for which the usual war games
would have been ludicrous, it took the U.S. military into virtuality
and science fiction long before there was an Internet to play with.
(And it had a hand in creating the Internet, too!) In the 1960s,
it helped several administrations plan and fight the Vietnam War,
making antiseptic theory into an all-too-grim reality. And that's
just the beginning of the work RAND did on a range of hot-button
imperial issues.
For a brief
period in the 1960s, Chalmers Johnson was a RAND consultant. Now,
the author of the prophetic pre-9/11 book Blowback
and, most recently, of Nemesis,
The Last Days of the Republic, which every news day seems
to make more relevant, turns to the think tank that did it all.
Tom
America's
University of Imperialism
By Chalmers
Johnson
This
essay is a review of Soldiers
of Reason: The RAND Corporation and the Rise of the American Empire
by Alex Abella (Harcourt, 400 pp., $27)
The RAND
Corporation of Santa Monica, California, was set up immediately
after World War II by the U.S. Army Air Corps (soon to become
the U.S. Air Force). The Air Force generals who had the idea were
trying to perpetuate the wartime relationship that had developed
between the scientific and intellectual communities and the American
military, as exemplified by the Manhattan Project to develop and
build the atomic bomb.
Soon enough,
however, RAND became a key institutional building block of the
Cold War American empire. As the premier think tank for the U.S.'s
role as hegemon of the Western world, RAND was instrumental in
giving that empire the militaristic cast it retains to this day
and in hugely enlarging official demands for atomic bombs, nuclear
submarines, intercontinental ballistic missiles, and long-range
bombers. Without RAND, our military-industrial complex, as well
as our democracy, would look quite different.
Alex Abella,
the author of Soldiers of Reason, is a Cuban-American living
in Los Angeles who has written several well-received action and
adventure novels set in Cuba and a less successful nonfiction
account of attempted Nazi sabotage within the United States during
World War II. The publisher of his latest book claims that it
is "the first history of the shadowy think tank that reshaped
the modern world." Such a history is long overdue. Unfortunately,
this book does not exhaust the demand. We still need a less hagiographic,
more critical, more penetrating analysis of RAND's peculiar contributions
to the modern world.
Abella has
nonetheless made a valiant, often revealing and original effort
to uncover RAND's internal struggles not least of which involved
the decision of analyst Daniel Ellsberg, in 1971, to leak the Department
of Defense's top secret history of the Vietnam War, known as The
Pentagon Papers to Congress and the press. But Abella's book
is profoundly schizophrenic. On the one hand, the author is breathlessly
captivated by RAND's fast-talking economists, mathematicians, and
thinkers-about-the-unthinkable; on the other hand, he agrees with
Yale historian John Lewis Gaddis's assessment in his book, The
Cold War: A New History, that, in promoting the interests
of the Air Force, RAND concocted an "unnecessary Cold War" that
gave the dying Soviet empire an extra 30 years of life.
We need
a study that really lives up to Abella's subtitle and takes a
more jaundiced view of RAND's geniuses, Nobel prize winners, egghead
gourmands and wine connoisseurs, Laurel Canyon swimming pool parties,
and self-professed saviors of the Western world. It is likely
that, after the American empire has gone the way of all previous
empires, the RAND Corporation will be more accurately seen as
a handmaiden of the government that was always super-cautious
about speaking truth to power. Meanwhile, Soldiers of Reason
is a serviceable, if often overwrought, guide to how strategy
has been formulated in the post-World War II American empire.
The Air
Force Creates a Think Tank
RAND
was the brainchild of General H. H. "Hap" Arnold, chief of staff
of the Army Air Corps from 1941 until it became the Air Force in
1947, and his chief wartime scientific adviser, the aeronautical
engineer Theodore von Kármán. In the beginning, RAND was a free-standing
division within the Douglas Aircraft Company which, after 1967,
merged with McDonnell Aviation to form the McDonnell-Douglas Aircraft
Corporation and, after 1997, was absorbed by Boeing. Its first head
was Franklin R. Collbohm, a Douglas engineer and test pilot.
In May 1948,
RAND was incorporated as a not-for-profit entity independent of
Douglas, but it continued to receive the bulk of its funding from
the Air Force. The think tank did, however, begin to accept extensive
support from the Ford Foundation, marking it as a quintessential
member of the American establishment.
Collbohm
stayed on as chief executive officer until 1966, when he was forced
out in the disputes then raging within the Pentagon between the
Air Force and Secretary of Defense Robert McNamara. McNamara's
"whiz kids" were Defense intellectuals, many of whom had worked
at RAND and were determined to restructure the armed forces to
cut costs and curb interservice rivalries. Always loyal to the
Air Force and hostile to the whiz kids, Collbohm was replaced
by Henry S. Rowan, an MIT-educated engineer turned economist and
strategist who was himself forced to resign during the Ellsberg-Pentagon
Papers scandal.
Collbohm
and other pioneer managers at Douglas gave RAND its commitment
to interdisciplinary work and limited its product to written reports,
avoiding applied or laboratory research, or actual manufacturing.
RAND's golden age of creativity lasted from approximately 1950
to 1970. During that period its theorists worked diligently on
such new analytical techniques and inventions as systems analysis,
game theory, reconnaissance satellites, the Internet, advanced
computers, digital communications, missile defense, and intercontinental
ballistic missiles. During the 1970s, RAND began to turn to projects
in the civilian world, such as health financing systems, insurance,
and urban governance.
Much of
RAND's work was always ideological, designed to support the American
values of individualism and personal gratification as well as
to counter Marxism, but its ideological bent was disguised in
statistics and equations, which allegedly made its analyses "rational"
and "scientific." Abella writes:
"If
a subject could not be measured, ranged, or classified, it was
of little consequence in systems analysis, for it was not rational.
Numbers were all the human factor was a mere adjunct to
the empirical."
In my opinion,
Abella here confuses numerical with empirical. Most RAND analyses
were formal, deductive, and mathematical but rarely based
on concrete research into actually functioning societies. RAND
never devoted itself to the ethnographic and linguistic knowledge
necessary to do truly empirical research on societies that its
administrators and researchers, in any case, thought they already
understood.
For example,
RAND's research conclusions on the Third World, limited war, and
counterinsurgency during the Vietnam War were notably wrong-headed.
It argued that the United States should support "military modernization"
in underdeveloped countries, that military takeovers and military
rule were good things, that we could work with military
officers in other countries, where democracy was best honored
in the breach. The result was that virtually every government
in East Asia during the 1960s and 1970s was a U.S.-backed military
dictatorship, including South Vietnam, South Korea, Thailand,
the Philippines, Indonesia, and Taiwan.
It is also
important to note that RAND's analytical errors were not just
those of commission excessive mathematical reductionism
but also of omission. As Abella notes, "In spite of the
collective brilliance of RAND there would be one area of science
that would forever elude it, one whose absence would time and
again expose the organization to peril: the knowledge of the human
psyche."
Following
the axioms of mathematical economics, RAND researchers tended
to lump all human motives under what the Canadian political scientist
C. B. Macpherson called "possessive individualism" and not to
analyze them further. Therefore, they often misunderstood mass
political movements, failing to appreciate the strength of organizations
like the Vietcong and its resistance to the RAND-conceived Vietnam
War strategy of "escalated" bombing of military and civilian targets.
Similarly,
RAND researchers saw Soviet motives in the blackest, most unnuanced
terms, leading them to oppose the détente that President Richard
Nixon and his National Security Advisor Henry Kissinger sought and,
in the 1980s, vastly to overestimate the Soviet threat. Abella observes,
"For a place where thinking the unthinkable was supposed to be the
common coin, strangely enough there was virtually no internal RAND
debate on the nature of the Soviet Union or on the validity of existing
American policies to contain it. RANDites took their cues from the
military's top echelons." A typical RAND product of those years
was Nathan Leites's The
Operational Code of the Politburo (1951), a fairly mechanistic
study of Soviet military strategy and doctrine and the organization
and operation of the Soviet economy.
Collbohm and
his colleagues recruited a truly glittering array of intellectuals
for RAND, even if skewed toward mathematical economists rather than
people with historical knowledge or extensive experience in other
countries. Among the notables who worked for the think tank were
the economists and mathematicians Kenneth Arrow, a pioneer of game
theory; John Forbes Nash, Jr., later the subject of the Hollywood
film A
Beautiful Mind (2001); Herbert Simon, an authority on bureaucratic
organization; Paul Samuelson, author of Foundations
of Economic Analysis (1947); and Edmund Phelps, a specialist
on economic growth. Each one became a Nobel Laureate in economics.
Other major
figures were Bruno Augenstein who, according to Abella, made what
is "arguably RAND's greatest known which is to say declassified
contribution to American national security: . . .the development
of the ICBM as a weapon of war" (he invented the multiple independently
targetable reentry vehicle, or MIRV); Paul Baran who, in studying
communications systems that could survive a nuclear attack, made
major contributions to the development of the Internet and digital
circuits; and Charles Hitch, head of RAND's Economics Division
from 1948 to 1961 and president of the University of California
from 1967 to 1975.
Among more
ordinary mortals, workers in the vineyard, and hangers-on at RAND
were Donald Rumsfeld, a trustee of the Rand Corporation from 1977
to 2001; Condoleezza Rice, a trustee from 1991 to 1997; Francis
Fukuyama, a RAND researcher from 1979 to 1980 and again from 1983
to 1989, as well as the author of the thesis that history ended
when the United States outlasted the Soviet Union; Zalmay Khalilzad,
the second President Bush's ambassador to Afghanistan, Iraq, and
the United Nations; and Samuel Cohen, inventor of the neutron
bomb (although the French military perfected its tactical use).
Thinking
the Unthinkable
The most notorious
of RAND's writers and theorists were the nuclear war strategists,
all of whom were often quoted in newspapers and some of whom were
caricatured in Stanley Kubrick's 1964 film Dr.
Strangelove, Or: How I Learned to Stop Worrying and Love the Bomb.
(One of them, Herman Kahn, demanded royalties from Kubrick, to which
Kubrick responded, "That's not the way it works Herman.") RAND'S
group of nuclear war strategists was dominated by Bernard Brodie,
one of the earliest analysts of nuclear deterrence and author of
Strategy
in the Missile Age (1959); Thomas Schelling, a pioneer in
the study of strategic bargaining, Nobel Laureate in economics,
and author of The
Strategy of Conflict (1960); James Schlesinger, Secretary
of Defense from 1973 to 1975, who was fired by President Ford for
insubordination; Kahn, author of On
Thermonuclear War (1960); and last but not least, Albert
Wohlstetter, easily the best known of all RAND researchers.
Abella calls
Wohlstetter "the leading intellectual figure at RAND," and describes
him as "self-assured to the point of arrogance." Wohlstetter,
he adds, "personified the imperial ethos of the mandarins who
made America the center of power and culture in the postwar Western
world."
While Abella
does an excellent job ferreting out details of Wohlstetter's background,
his treatment comes across as a virtual paean to the man, including
Wohlstetter's late-in-life turn to the political right and his
support for the neoconservatives. Abella believes that Wohlstetter's
"basing study," which made both RAND and him famous (and which
I discuss below), "changed history."
Starting
in 1967, I was, for a few years my records are imprecise
on this point a consultant for RAND (although it did not
consult me often) and became personally acquainted with Albert
Wohlstetter. In 1967, he and I attended a meeting in New Delhi
of the Institute of Strategic Studies to help promote the Nuclear
Non-Proliferation Treaty (NPT), which was being opened for signature
in 1968, and would be in force from 1970. There, Wohlstetter gave
a display of his well-known arrogance by announcing to the delegates
that he did not believe India, as a civilization, "deserved an
atom bomb." As I looked at the smoldering faces of Indian scientists
and strategists around the room, I knew right then and there that
India would join the nuclear club, which it did in 1974. (India
remains one of four major nations that have not signed the NPT.
The others are North Korea, which ratified the treaty but subsequently
withdrew, Israel, and Pakistan. Some 189 nations have signed and
ratified it.) My last contact with Wohlstetter was late in his
life he died in 1997 at the age of 83 when he telephoned
me to complain that I was too "soft" on the threats of communism
and the former Soviet Union.
Albert Wohlstetter
was born and raised in Manhattan and studied mathematics at the
City College of New York and Columbia University. Like many others
of that generation, he was very much on the left and, according
to research by Abella, was briefly a member of a communist splinter
group, the League for a Revolutionary Workers Party. He avoided
being ruined in later years by Senator Joseph McCarthy and J.
Edgar Hoover's FBI because, as Daniel Ellsberg told Abella, the
evidence had disappeared. In 1934, the leader of the group was
moving the Party's records to new offices and had rented a horse-drawn
cart to do so. At a Manhattan intersection, the horse died, and
the leader promptly fled the scene, leaving all the records to
be picked up and disposed of by the New York City sanitation department.
After World
War II, Wohlstetter moved to Southern California, and his wife Roberta
began work on her pathbreaking RAND study, Pearl
Harbor: Warning and Decision (1962), exploring why the U.S.
had missed all the signs that a Japanese "surprise attack" was imminent.
In 1951, he was recruited by Charles Hitch for RAND's Mathematics
Division, where he worked on methodological studies in mathematical
logic until Hitch posed a question to him: "How should you base
the Strategic Air Command?"
Wohlstetter
then became intrigued by the many issues involved in providing
airbases for Strategic Air Command (SAC) bombers, the country's
primary retaliatory force in case of nuclear attack by the Soviet
Union. What he came up with was a comprehensive and theoretically
sophisticated basing study. It ran directly counter to the ideas
of General Curtis LeMay, then the head of SAC, who, in 1945, had
encouraged the creation of RAND and was often spoken of as its
"Godfather."
In 1951,
there were a total of 32 SAC bases in Europe and Asia, all located
close to the borders of the Soviet Union. Wohlstetter's team discovered
that they were, for all intents and purposes, undefended
the bombers parked out in the open, without fortified hangars
and that SAC's radar defenses could easily be circumvented
by low-flying Soviet bombers. RAND calculated that the USSR would
need "only" 120 tactical nuclear bombs of 40 kilotons each to
destroy up to 85% of SAC's European-based fleet. LeMay, who had
long favored a preemptive attack on the Soviet Union, claimed
he did not care. He reasoned that the loss of his bombers would
only mean that even in the wake of a devastating nuclear
attack they could be replaced with newer, more modern aircraft.
He also believed that the appropriate retaliatory strategy for
the United States involved what he called a "Sunday punch," massive
retaliation using all available American nuclear weapons. According
to Abella, SAC planners proposed annihilating three-quarters of
the population in each of 188 Russian cities. Total casualties
would be in excess of 77 million people in the Soviet Union and
Eastern Europe alone.
Wohlstetter's
answer to this holocaust was to start thinking about how a country
might actually wage a nuclear war. He is credited with coming
up with a number of concepts, all now accepted U.S. military doctrine.
One is "second-strike capability," meaning a capacity to retaliate
even after a nuclear attack, which is considered the ultimate
deterrent against an enemy nation launching a first-strike. Another
is "fail-safe procedures," or the ability to recall nuclear bombers
after they have been dispatched on their missions, thereby providing
some protection against accidental war. Wohlstetter also championed
the idea that all retaliatory bombers should be based in the continental
United States and able to carry out their missions via aerial
refueling, although he did not advocate closing overseas military
bases or shrinking the perimeters of the American empire. To do
so, he contended, would be to abandon territory and countries
to Soviet expansionism.
Wohlstetter's
ideas put an end to the strategy of terror attacks on Soviet cities
in favor of a "counter-force strategy" that targeted Soviet military
installations. He also promoted the dispersal and "hardening"
of SAC bases to make them less susceptible to preemptive attacks
and strongly supported using high-altitude reconnaissance aircraft
such as the U-2 and orbiting satellites to acquire accurate intelligence
on Soviet bomber and missile strength.
In selling
these ideas Wohlstetter had to do an end-run around SAC's LeMay
and go directly to the Air Force chief of staff. In late 1952
and 1953, he and his team gave some 92 briefings to high-ranking
Air Force officers in Washington DC. By October 1953, the Air
Force had accepted most of Wohlstetter's recommendations.
Abella believes
that most of us are alive today because of Wohlstetter's intellectually
and politically difficult project to prevent a possible nuclear
first strike by the Soviet Union. He writes:
"Wohlstetter's
triumphs with the basing study and fail-safe not only earned him
the respect and admiration of fellow analysts at RAND but also
gained him entry to the top strata of government that very few
military analysts enjoyed. His work had pointed out a fatal deficiency
in the nation's war plans, and he had saved the Air Force several
billion dollars in potential losses."
A few years
later, Wohlstetter wrote an updated version of the basing study
and personally briefed Secretary of Defense Charles Wilson on
it, with General Thomas D. White, the Air Force chief of staff,
and General Nathan Twining, chairman of the Joint Chiefs of Staff,
in attendance.
Despite
these achievements in toning down the official Air Force doctrine
of "mutually assured destruction" (MAD), few at RAND were pleased
by Wohlstetter's eminence. Bernard Brodie had always resented
his influence and was forever plotting to bring him down. Still,
Wohlstetter was popular compared to Herman Kahn. All the nuclear
strategists were irritated by Kahn who, ultimately, left RAND
and created his own think tank, the Hudson Institute, with a million-dollar
grant from the Rockefeller Foundation.
RAND chief
Frank Collbohm opposed Wohlstetter because his ideas ran counter
to those of the Air Force, not to speak of the fact that he had
backed John F. Kennedy instead of Richard Nixon for president
in 1960 and then compounded his sin by backing Robert McNamara
for secretary of defense over the objections of the high command.
Worse yet, Wohlstetter had criticized the stultifying environment
that had begun to envelop RAND.
In 1963,
in a fit of pique and resentment fueled by Bernard Brodie, Collbohm
called in Wohlstetter and asked for his resignation. When Wohlstetter
refused, Collbohm fired him.
Wohlstetter
went on to accept an appointment as a tenured professor of political
science at the University of Chicago. From this secure position,
he launched vitriolic campaigns against whatever administration
was in office "for its obsession with Vietnam at the expense of
the current Soviet threat." He, in turn, continued to vastly overstate
the threat of Soviet power and enthusiastically backed every movement
that came along calling for stepped up war preparations against
the USSR from members of the Committee on the Present Danger
between 1972 to 1981 to the neoconservatives in the 1990s and
2000s.
Naturally,
he supported the creation of "Team B" when George H. W. Bush was
head of the CIA in 1976. Team B consisted of a group of anti-Soviet
professors and polemicists who were convinced that the CIA was
"far too forgiving of the Soviet Union." With that in mind, they
were authorized to review all the intelligence that lay behind
the CIA's National Intelligence Estimates on Soviet military strength.
Actually, Team B and similar right-wing ad hoc policy committees
had their evidence exactly backwards: By the late 1970s and 1980s,
the fatal sclerosis of the Soviet economy was well underway. But
Team B set the stage for the Reagan administration to do what
it most wanted to do, expend massive sums on arms; in return,
Ronald Reagan bestowed the Presidential Medal of Freedom on Wohlstetter
in November 1985.
Imperial
U.
Wohlstetter's
activism on behalf of American imperialism and militarism lasted
well into the 1990s. According to Abella, the rise to prominence
of Ahmed Chalabi the Iraqi exile and endless source of
false intelligence to the Pentagon "in Washington circles
came about at the instigation of Albert Wohlstetter, who met Chalabi
in Paul Wolfowitz's office." (In the incestuous world of the neocons,
Wolfowitz had been Wohlstetter's student at the University of
Chicago.) In short, it is not accidental that the American Enterprise
Institute, the current chief institutional manifestation of neoconservative
thought in Washington, named its auditorium the "Wohlstetter Conference
Center." Albert Wohlstetter's legacy is, to say the least, ambiguous.
Needless
to say, there is much more to RAND's work than the strategic thought
of Albert Wohlstetter, and Abella's book is an introduction to
the broad range of ideas RAND has espoused from "rational
choice theory" (explaining all human behavior in terms of self-interest)
to the systematic execution of Vietnamese in the CIA's Phoenix
Program during the Vietnam War. As an institution, the RAND Corporation
remains one of the most potent and complex purveyors of American
imperialism. A full assessment of its influence, both positive
and sinister, must await the elimination of the secrecy surrounding
its activities and further historical and biographical analysis
of the many people who worked there.
The RAND
Corporation is surely one of the world's most unusual, Cold War-bred
private organizations in the field of international relations.
While it has attracted and supported some of the most distinguished
analysts of war and weaponry, it has not stood for the highest
standards of intellectual inquiry and debate. While RAND has an
unparalleled record of providing unbiased, unblinking analyses
of technical and carefully limited problems involved in waging
contemporary war, its record of advice on cardinal policies involving
war and peace, the protection of civilians in wartime, arms races,
and decisions to resort to armed force has been abysmal.
For example,
Abella credits RAND with "creating the discipline of terrorist
studies," but its analysts seem never to have noticed the phenomenon
of state terrorism as it was practiced in the 1970s and 1980s
in Latin America by American-backed military dictatorships. Similarly,
admirers of Albert Wohlstetter's reformulations of nuclear war
ignore the fact that these led to a "constant escalation of the
nuclear arms race." By 1967, the U.S. possessed a stockpile of
32,500 atomic and hydrogen bombs.
In Vietnam,
RAND invented the theories that led two administrations to military
escalation against North Vietnam and even after the think
tank's strategy had obviously failed and the secretary of defense
had disowned it, RAND never publicly acknowledged that it had
been wrong. Abella comments, "RAND found itself bound by the power
of the purse wielded by its patron, whether it be the Air Force
or the Office of the Secretary of Defense." And it has always
relied on classifying its research to protect itself, even when
no military secrets were involved.
In my opinion,
these issues come to a head over one of RAND's most unusual initiatives
its creation of an in-house, fully accredited graduate
school of public policy that offers Ph.D. degrees to American
and foreign students. Founded in 1970 as the RAND Graduate Institute
and today known as the Frederick S. Pardee RAND Graduate School
(PRGS), it had, by January 2006, awarded over 180 Ph.D.s in microeconomics,
statistics, and econometrics, social and behavioral sciences,
and operations research. Its faculty numbers 54 professors drawn
principally from the staffs of RAND's research units, and it has
an annual student body of approximately 900. In addition to coursework,
qualifying examinations, and a dissertation, PRGS students are
required to spend 400 days working on RAND projects. How RAND
and the Air Force can classify the research projects of foreign
and American interns is unclear; nor does it seem appropriate
for an open university to allow dissertation research, which will
ultimately be available to the general public, to be done in the
hothouse atmosphere of a secret strategic institute.
Perhaps
the greatest act of political and moral courage involving RAND was
Daniel Ellsberg's release to the public of the secret record of
lying by every president from Dwight D. Eisenhower to Lyndon Johnson
about the U.S. involvement in Vietnam. However, RAND itself was
and remains adamantly hostile to what Ellsberg did.
Abella reports
that Charles Wolf, Jr., the chairman of RAND's Economics Department
from 1967 to 1982 and the first dean of the RAND Graduate School
from 1970 to 1997, "dripped venom when interviewed about the [Ellsberg]
incident more than thirty years after the fact." Such behavior suggests
that secrecy and toeing the line are far more important at RAND
than independent intellectual inquiry and that the products of its
research should be viewed with great skepticism and care.
April
30, 2008
Tom
Engelhardt [send him mail]
who runs the Nation Institute's Tomdispatch.com,
is the co-founder of the American
Empire Project. He
is the author of several books, including The
Last Days of Publishing: A Novel, The
End of Victory Culture, and most recently, Mission
Unaccomplished (Nation Books), the first collection of Tomdispatch
interviews. His blog is The
Notion. Chalmers Johnson's latest book is Nemesis:
The Last Days of the American Republic, now available in
a Holt Paperback. It is the third volume of his Blowback Trilogy.
To view a short video of Johnson discussing military Keynesianism
and imperial bankruptcy, click
here.
Copyright
© 2008 Chalmers Johnson
Tom
Engelhardt Archives
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