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This
article, first published in Modern Age, 24, 1 (Winter 1980),
pp. 9-15, as "Myth and Truth About Libertarianism," is
based on a paper presented at the April 1979 national meeting of
the Philadelphia Society in Chicago. The theme of the meeting was
"Conservatism and Libertarianism."
LIBERTARIANISM
is the fastest growing political creed in America today. Before
judging and evaluating libertarianism, it is vitally important to
find out precisely what that doctrine is, and, more particularly,
what it is not. It is especially important to clear up a number
of misconceptions about libertarianism that are held by most people,
and particularly by conservatives. In this essay I shall enumerate
and critically analyze the most common myths that are held about
libertarianism. When these are cleared away, people will then be
able to discuss libertarianism free of egregious, myths and misconceptions,
and to deal with it as it should be on its very own merits or
demerits.
Myth
#1 Libertarians believe that each individual is an isolated,
hermetically sealed atom, acting in a vacuum without influencing
each other.
This
is a common charge, but a highly puzzling one. In a lifetime of
reading libertarian and classical liberal literature, I have not
come across a single theorist or writer who holds anything like
this position. The only possible exception is the fanatical Max
Stirner, a mid-19th century German individualist who, however, has
had minimal influence upon libertarianism in his time and since.
Moreover, Stirner’s explicit "Might Makes Right" philosophy
and his repudiation of all moral principles including individual
rights as "spooks in the head," scarcely qualifies him
as a libertarian in any sense. Apart from Stirner, however, there
is no body of opinion even remotely resembling this common indictment.
Libertarians
are methodological and political individualists, to be sure. They
believe that only individuals think, value, act, and choose. They
believe that each individual has the right to own his own body,
free of coercive interference. But no individualist denies that
people are influencing each other all the time in their goals, values,
pursuits and occupations. As F.A. Hayek pointed out in his notable
article, "The Non-Sequitur of the ‘Dependence Effect,’"
John Kenneth Galbraith’s assault upon free-market economics in his
best-selling The
Affluent Society rested on this proposition: economics assumes
that every individual arrives at his scale of values totally on
his own, without being subject to influence by anyone else. On the
contrary, as Hayek replied, everyone knows that most people do not
originate their own values, but are influenced to adopt them by
other people.1 No individualist or
libertarian denies that people influence each other all the time,
and surely there is nothing wrong with this inevitable process.
What libertarians are opposed to is not voluntary persuasion, but
the coercive imposition of values by the use of force and police
power. Libertarians are in no way opposed to the voluntary cooperation
and collaboration between individuals: only to the compulsory pseudo-"cooperation"
imposed by the State.
Myth
#2 Libertarians are libertines: they are hedonists who hanker
after "alternative life-styles."
This
myth has recently been propounded by Irving Kristol, who identifies
the libertarian ethic with the "hedonistic" and asserts
that libertarians "worship the Sears Roebuck catalogue and
all the ‘alternative life styles’ that capitalist affluence permits
the individual to choose from."2
The fact is that libertarianism is not and does not pretend to be
a complete moral, or aesthetic theory; it is only a political
theory, that is, the important subset. of moral theory that
deals with the proper role of violence in social life. Political
theory deals with what is proper or improper for government to do,
and government is distinguished from every other group in society
as being the institution of organized violence. Libertarianism holds
that the only proper role of violence is to defend person
and property against violence, that any use of violence that
goes beyond such just defense is itself aggressive, unjust, and
criminal. Libertarianism, therefore, is a theory which states that
everyone should be free of violent invasion, should he free to do
as he sees fit except invade the person or property of another.
What a person does with his or her life is vital and important,
but is simply irrelevant to libertarianism.
It
should not be surprising, therefore, that there are libertarians
who are indeed hedonists and devotees of alternative life-styles,
and that there are also libertarians who are firm adherents of "bourgeois"
conventional or religious morality. There are libertarian libertines
and there are libertarians who cleave firmly to the disciplines
of natural or religious law. There are other libertarians who have
no moral theory at all apart from the imperative of non-violation
of rights. That is because libertarianism per se has no general
or personal moral theory. Libertarianism does not offer a way of
life; it offers liberty, so that each person is free to adopt and
act upon his own values and moral principles. Libertarians agree
with Lord Acton that "liberty is the highest political end" not necessarily the highest end on everyone's personal scale of
values.
There
is no question about the fact, however, that the subset of libertarians
who are free-market economists tends to be delighted when the free
market leads to a wider range of choices for consumers, and thereby
raises their standard of living. Unquestionably, the idea that prosperity
is better than grinding poverty is a moral proposition, and it ventures
into the realm of general moral theory, but it is still not a proposition
for which I should wish to apologize.
Myth
#3 Libertarians do not believe in moral principles; they limit
themselves to cost-benefit analysis on the assumption that man is
always rational.
This
myth is of course related to the preceding charge of hedonism, and
some of it can be answered in the same way. There are indeed libertarians,
particularly Chicago-school economists, who refuse to believe that
liberty and individual rights are moral principles, and instead
attempt to arrive at public policy by weighing alleged social costs
and benefits.
In
the first place, most libertarians are "subjectivists"
in economics, that is, they believe that the utilities and costs
of different individuals cannot be added or measured. Hence, the
very concept of social costs and benefits is illegitimate. But,
more importantly, most libertarians rest their case on moral principles,
on a belief in the natural rights of every individual to his person
or property. They therefore believe in the absolute immorality of
aggressive violence, of invasion of those rights to person or property,
regardless of which person or group commits such violence.
Far
from being immoral, libertarians simply apply a universal human
ethic to government in the same way as almost everyone would
apply such an ethic to every other person or institution in society.
In particular as I have noted earlier, libertarianism as a political
philosophy dealing with the proper role of violence takes the universal
ethic that most of us hold toward violence and applies it fearlessly
to government. Libertarians make no exceptions to the golden rule
and provide no moral loophole, no double standard, for government.
That is, libertarians believe that murder is murder and does not
become sanctified by reasons of State if committed by the government.
We believe that theft is theft and does not become legitimated because
organized robbers call their theft "taxation."
We believe that enslavement is enslavement even if the institution
committing that act calls it "conscription." In short,
the key to libertarian theory is that it makes no exceptions in
its universal ethic for government.
Hence,
far from being indifferent or hostile to moral principles, libertarians
fulfill them by being the only group willing to extend those principles
across the board to government itself.3
It
is true that libertarians would allow each individual to choose
his values and to act upon them, and would in short accord every
person the right to be either moral or immoral as he saw fit. Libertarianism
is strongly opposed to enforcing any moral creed on any person or
group by the use of violence except, of course, the moral prohibition
against aggressive violence itself. But we must realize that no
action can be considered virtuous unless it is undertaken
freely, by a person's voluntary consent. As Frank Meyer pointed
out:
Men
cannot be forced to he free, nor can they even be forced to be virtuous.
To a certain extent, it is true, they can be forced to act as though
they were virtuous. But virtue is the fruit of well-used freedom.
And no act to the degree that it is coerced can partake of virtue
or of vice.4
If
a person is forced by violence or the threat thereof to perform
a certain action, then it can no longer be a moral choice on his
part. The morality of an action can stem only from its being freely
adopted; an action can scarcely be called moral if someone is compelled
to perform it at gunpoint. Compelling moral actions or outlawing
immoral actions, therefore, cannot be said to foster the spread
of morality or virtue. On the contrary, coercion atrophies morality
for it takes away from the individual the freedom to be either moral
or immoral, and therefore forcibly deprives people of the chance
to be moral. Paradoxically, then, a compulsory morality robs us
of the very opportunity to be moral.
It
is furthermore particularly grotesque to place the guardianship
of morality in the hands of the State apparatus that is, none
other than the organization of policemen, guards, and soldiers.
Placing the State in charge of moral principles is equivalent to
putting the proverbial fox in charge of the chicken coop. Whatever
else we may say about them, the wielders of organized violence in
society have never been distinguished by their high moral tone or
by the precision with which they uphold moral principle.
Myth
#4 Libertarianism is atheistic and materialist, and neglects
the spiritual side of life.
There
is no necessary connection between being for or against libertarianism
and one’s position on religion. It is true that many if not most
libertarians at the present time are atheists, but this correlates
with the fact that most intellectuals, of most political persuasions,
are atheists as well. There are many libertarians who are theists,
Jewish or Christian. Among the classical liberal forebears of modem
libertarianism in a more religious age there were a myriad of Christians:
from John Lilburne, Roger Williams, Anne Hutchinson, and John Locke
in the seventeenth century, down to Cobden and Bright, Frederic
Bastiat and the French laissez-faire liberals, and the great Lord
Acton.
Libertarians
believe that liberty is a natural right embedded in a natural law
of what is proper for mankind, in accordance with man’s nature.
Where this set of natural laws comes from, whether it is purely
natural or originated by a creator, is an important ontological
question but is irrelevant to social or political philosophy. As
Father Thomas Davitt declares: "If the word ‘natural’ means
anything at all, it refers to the nature of a man, and when used
with ‘law,’ ‘natural’ must refer to an ordering that is manifested
in the inclinations of a man's nature and to nothing else. Hence,
taken in itself, there is nothing religious or theological in the
‘Natural Law’ of Aquinas."5 Or,
as D'Entrèves writes of the seventeenth century Dutch Protestant
jurist Hugo Grotius:
[Grotius’]
definition of natural law has nothing revolutionary. When he maintains
that natural law is that body of rule which Man is able to discover
by the use of his reason, he does nothing but restate the Scholastic
notion of a rational foundation of ethics. Indeed, his aim is rather
to restore that notion which had been shaken by the extreme Augustinianism
of certain Protestant currents of thought. When he declares that
these rules are valid in themselves, independently of the fact that
God willed them, he repeats an assertion which had already been
made by some of the school-men...6
Libertarianism
has been accused of ignoring man’s spiritual nature. But one can
easily arrive at libertarianism from a religious or Christian position:
emphasizing the importance of the individual, of his freedom of
will, of natural rights and private property. Yet one can also arrive
at all these self-same positions by a secular, natural law approach,
through a belief that man can arrive at a rational apprehension
of the natural law.
Historically
furthermore, it is not at all clear that religion is a firmer footing
than secular natural law for libertarian conclusions. As Karl Wittfogel
reminded us in his Oriental
Despotism, the union of throne and altar has been
used for centuries to fasten a reign of despotism on society.7
Historically, the union of church and State has been in many instances
a mutually reinforcing coalition for tyranny. The State used the
church to sanctify and preach obedience to its supposedly divinely
sanctioned rule; the church used the State to gain income and privilege.
The Anabaptists collectivized and tyrannized Munster in the name
of the Christian religion.8 And, closer
to our century, Christian socialism and the social gospel have played
a major role in the drive toward statism, and the apologetic role
of the Orthodox Church in Soviet Russia has been all too clear.
Some Catholic bishops in Latin America have even proclaimed that
the only route to the kingdom of heaven is through Marxism, and
if I wished to be nasty, I could point out that the Reverend Jim
Jones, in addition to being a Leninist, also proclaimed himself
the reincarnation of Jesus.
Moreover,
now that socialism has manifestly failed, politically and economically,
socialists have fallen back on the "moral" and the "spiritual"
as the final argument for their cause. Socialist Robert Heilbroner,
in arguing that socialism will have to be coercive and will have
to impose a "collective morality" upon the public, opines
that: "Bourgeois culture is focused on the material achievement
of the individual. Socialist culture must focus on his or her moral
or spiritual achievement." The intriguing point is that
this position of Heilbroner's was hailed by the conservative religious
writer for National Review, Dale Vree. He writes:
Heilbroner
is...saying what many contributors to NR have said over the
last quarter-century: you can't have both freedom and virtue. Take
note, traditionalists. Despite his dissonant terminology, Heilbroner
is interested in the same thing you're interested in: virtue.9
Vree
is also fascinated with the Heilbroner view that a socialist culture
must "foster the primacy of the collectivity" rather than
the "primacy of the individual." He quotes Heilbroner’s
contrasting "moral or spiritual" achievement under socialism
as against bourgeois "material" achievement, and adds
correctly: "There is a traditional ring to that statement."
Vree goes on to applaud Heilbroner’s attack on capitalism because
it has "no sense of ‘the good’" and permits "consenting
adults" to do anything they please. In contrast to this picture
of freedom and permitted diversity, Vree writes that "Heilbroner
says alluringly, because a socialist society must have a sense of
‘the good,’ not everything will be permitted." To Vree, it
is impossible "to have economic collectivism along with cultural
individualism," and so he is inclined to lean toward a new
"socialist-traditionalist fusionism" toward collectivism
across the board.
We
may note here that socialism becomes especially despotic when it
replaces "economic" or "material" incentives
by allegedly "moral" or "spiritual" ones, when
it affects to promoting an indefinable "quality of life"
rather than economic prosperity. When payment is adjusted to productivity
there is considerably more freedom as well as higher standards of
living. For when reliance is placed solely on altruistic devotion
to the socialist motherland, the devotion has to be regularly reinforced
by the knout. An increasing stress on individual material incentive
means ineluctably a greater stress on private property and keeping
what one earns, and brings with it considerably more personal freedom,
as witness Yugoslavia in the last three decades in contrast to Soviet
Russia. The most horrifying despotism on the face of the earth in
recent years was undoubtedly Pol Pot’s Cambodia, in which "materialism"
was so far obliterated that money was abolished by the regime. With
money and private property abolished, each individual was totally
dependent on handouts of rationed subsistence from the State, and
life was a sheer hell. We should be careful before we sneer at "merely
material" goals or incentives.
The
charge of "materialism" directed against the free market
ignores the fact that every human action whatsoever involves
the transformation of material objects by the use of human energy
and in accordance with ideas and purposes held by the actors. It
is impermissible to separate the "mental" or "spiritual"
from the "material." All great works of art, great emanations
of the human spirit, have had to employ material objects: whether
they be canvasses, brushes and paint, paper and musical instruments,
or building blocks and raw materials for churches. There is no real
rift between the "spiritual" and the "material"
and hence any despotism over and crippling of the material will
cripple the spiritual as well.
Myth
#5 Libertarians are utopians who believe that all people are
good, and that therefore State control is not necessary. Conservatives
tend to add that since human nature is either partially or wholly
evil, strong State regulation is therefore necessary for society.
This
is a very common belief about libertarians, yet it is difficult
to know the source of this misconception. Rousseau, the locus
classicus of the idea that man is good but is corrupted by his
institutions, was scarcely a libertarian. Apart from the romantic
writings of a few anarcho-communists, whom I would not consider
libertarians in any case, I know of no libertarian or classical
liberal writers who have held this view. On the contrary, most libertarian
writers hold that man is a mixture of good and evil and therefore
that it is important for social institutions to encourage the good
and discourage the bad. The State is the only social institution
which is able to extract its income and wealth by coercion; all
others must obtain revenue either by selling a product or service
to customers or by receiving voluntary gifts. And the State is the
only institution which can use the revenue from this organized theft
to presume to control and regulate people's lives and property.
Hence, the institution of the State establishes a socially legitimatized
and sanctified channel for bad people to do bad things, to commit
regularized theft and to wield dictatorial power. Statism therefore
encourages the bad, or at least the criminal elements of human nature.
As Frank H. Knight trenchantly put it: "The probability of
the people in power being individuals who would dislike the possession
and exercise of power is on a level with the probability that an
extremely tender- hearted person would get the job of whipping master
in a slave plantation."10 A free
society, by not establishing such a legitimated channel for theft
and tyranny, discourages the criminal tendencies of human nature
and encourages the peaceful and the voluntary. Liberty and the free
market discourage aggression and compulsion, and encourage the harmony
and mutual benefit of voluntary interpersonal exchanges, economic,
social, and cultural.
Since
a system of liberty would encourage the voluntary and discourage
the criminal, and would remove the only legitimated channel for
crime and aggression, we could expect that a free society would
indeed suffer less from violent crime and aggression than we do
now, though there is no warrant for assuming that they would disappear
completely. That is not utopianism, but a common-sense implication
of the change in what is considered socially legitimate, and in
the reward-and-penalty structure in society.
We
can approach our thesis from another angle. If all men were good
and none had criminal tendencies, then there would indeed be no
need for a State as conservatives concede. But if on the other hand
all men were evil, then the case for the State is just as shaky,
since why should anyone assume that those men who form the government
and obtain all the guns and the power to coerce others, should be
magically exempt from the badness of all the other persons outside
the government? Tom Paine, a classical libertarian often considered
to be naively optimistic about human nature, rebutted the conservative
evil-human-nature argument for a strong State as follows: "If
all human nature be corrupt, it is needless to strengthen the corruption
by establishing a succession of kings, who be they ever so base,
are still to be obeyed...." Paine added that "No man since
the fall hath ever been equal to the trust of being given power
over all."11 And as the libertarian
F.A. Harper once wrote:
Still
using the same principle that political rulership should be employed
to the extent of the evil in man, we would then have a society in
which complete political rulership of all the affairs of everybody
would be called for.... One man would rule all. But who would serve
as the dictator? However he were to be selected and affixed to the
political throne, he would surely be a totally evil person, since
all men are evil. And this society would then be ruled by a totally
evil dictator possessed of total political power. And how, in the
name of logic, could anything short of total evil be its consequence?
How could it be better than having no political rulership at all
in that society?12
Finally,
since, as we have seen, men are actually a mixture of good and evil,
a regime of liberty serves to encourage the good and discourage
the bad, at least in the sense that the voluntary and mutually beneficial
are good and the criminal is bad. In no theory of human nature,
then, whether it be goodness, badness, or a mixture of the two,
can statism be justified. In the course of denying the notion that
he is a conservative, the classical liberal F.A. Hayek pointed out:
"The main merit of individualism [which Adam Smith and his
contemporaries advocated] is that it is a system under which bad
men can do least harm. It is a social system which does not depend
for its functioning on our finding good men for running it, or on
all men becoming better than they now are, but which makes use of
men in all their given variety and complexity...."13
It
is important to note what differentiates libertarians from utopians
in the pejorative sense. Libertarianism does not set out to remould
human nature. One of socialism’s major goals is to create, which
in practice means by totalitarian methods, a New Socialist Man,
an individual whose major goal will be to work diligently and altruistically
for the collective. Libertarianism is a political philosophy which
says: Given any existent human nature, liberty is the only moral
and the most effective political system. Obviously, libertarianism as well as any other social system will work better the more
individuals are peaceful and the less they are criminal or aggressive.
And libertarians, along with most other people, would like to attain
a world where more individuals are "good" and fewer are
criminals. But this is not the doctrine of libertarianism per
se, which says that whatever the mix of man's nature
may be at any given time, liberty is best.
Myth
#6 Libertarians believe that every person knows his own interests
best. Just as the preceding charge holds that libertarians believe
all men to be perfectly good, so this myth charges them with believing
that everyone is perfectly wise. Yet, it is then maintained, this
is not true of many people, and therefore the State must intervene.
But
the libertarian no more assumes perfect wisdom than he postulates
perfect goodness. There is a certain common sense in holding that
most men are better apprised of their own needs and goals then is
anyone else. But there is no assumption that everyone always knows
his own interest best. Libertarianism rather asserts that everyone
should have the right to pursue his own interest as he deems
best. What is being asserted is the right to act with one's own
person and property, and not the necessary wisdom of such action.
It
is also true, however, that the free market in contrast to government has built-in mechanisms to enable people to turn freely to experts
who can give sound advice on how to pursue one’s interests best.
As we have seen earlier, free individuals are not hermetically sealed
from one another. For on the free market, any individual, if in
doubt about what his own true interests may be, is free to hire
or consult experts to give him advice based on their possibly superior
knowledge. The individual may hire such experts and, on the free
market, can continuously test their soundness and helpfulness. Individuals
on the market, therefore, tend to patronize those experts whose
advice will prove most successful. Good doctors, lawyers, or architects
will reap rewards on the free market, while poor ones will tend
to fare badly. But when government intervenes, the government expert
acquires his revenue by compulsory levy upon the taxpayers. There
is no market test of his success in advising people of their own
true interests. He only need have ability in acquiring the political
support of the State’s machinery of coercion.
Thus,
the privately hired expert will tend to flourish in proportion to
his ability, whereas the government expert will flourish in proportion
to his success in currying political favor. Moreover, the government
expert will be no more virtuous than the private one; his only superiority
will be in gaining the favor of those who wield political force.
But a crucial difference between the two is that the privately hired
expert has every pecuniary incentive to care about his clients or
patients, and to do his best by them. But the government expert
has no such incentive; he obtains his revenue in any case. Hence,
the individual consumer will tend to fare better on the free market.
I
hope that this essay has contributed to clearing away the rubble
of myth and misconception about libertarianism. Conservatives and
everyone else should politely be put on notice that libertarians
do not believe that everyone is good, nor that everyone is an all-wise
expert on his own interest, nor that every individual is an isolated
and hermetically sealed atom. Libertarians are not necessarily libertines
or hedonists, nor are they necessarily atheists; and libertarians
emphatically do believe in moral principles. Let each of us now
proceed to an examination of libertarianism as it really is, unencumbered
by myth or legend. Let us look at liberty plain, without fear or
favor. I am confident that, were this to he done, libertarianism
would enjoy an impressive rise in the number of its followers.
Notes
- John Kenneth
Galbraith, The
Affluent
Society (Boston: Houghton Mifflin, 1958); F. A.
Hayek, "The Non-Sequitur of the ‘Dependence Effect,’"
Southern Economic Journal (April, 1961), pp. 346-48.
- Irving
Kristol, "No Cheers for the Profit Motive," Wall
Street Journal (Feb. 21, 1979).
- For a call
for applying universal ethical standards to government, see Pitirim
A. Sorokin and Walter A. Lunden, Power and Morality: Who Shall
Guard the Guardians? (Boston: Porter Sargent, 1959), pp. 16-30.
- Frank S.
Meyer, In
Defense of Freedom: A Conservative Credo (Chicago: Henry
Regnery, 1962), p. 66.
- Thomas
E. Davitt, S.J., "St. Thomas Aquinas and the Natural Law,"
in Arthur L. Harding, ed., Origins of the Natural Law Tradition
(Dallas, Tex: Southern Methodist University Press, 1954),
p. 39
- A. P d'Entrèves,
Natural Law (London: Hutchinson University Library, 1951),
pp. 51-52.
- Karl Wittfogel,
Oriental
Despotism (New Haven: Yale University Press, 1957), esp.
pp. 87-100.
- On this
and other totalitarian Christian sects, see Norman Cohn, Pursuit
of the Millenium (Fairlawn, N.J.: Essential Books, 1957).
- Dale Vree,
"Against Socialist Fusionism," National Review (December
8, 1978), p. 1547. Heilbroner's article was in Dissent, Summer
1978. For more on the Vree article, see Murray N. Rothbard, "Statism,
Left, Right, and Center," Libertarian Review (January 1979),
pp. 14-15.
- Journal
of Political Economy (December 1938), p. 869. Quoted in
Friedrich A. Hayek, The
Road to Serfdom (Chicago: University of Chicago Press,
1944), p. 152.
- "The
Forester's Letters, III,"(orig. in Pennsylvania Journal,
Apr. 24, 1776), in The Writings of Thomas Paine (ed.
M. D. Conway, New York: G. P. Putnam's Sons, 1906), I, 149-150.
- F. A. Harper,
"Try This On Your Friends", Faith and Freedom (January,
1955), p. 19.
- F. A. Hayek,
Individualism
and Economic Order (Chicago: University of Chicago Press,
1948), reemphasized in the course of his "Why I Am Not a
Conservative," The
Constitution of Liberty (Chicago: University of Chicago
Press, 1960), p. 529.
Murray
N. Rothbard (1926-1995), the founder of modern libertarianism and
the dean of the Austrian School of economics, was the author of
The
Ethics of Liberty and For
a New Liberty and many
other books and articles. He was also academic vice president
of the Ludwig von Mises Institute and the Center for Libertarian
Studies.
Copyright
© 2002 Ludwig von Mises Institute
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Rothbard Archives
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